SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

NEWT

NewtekOne Inc.
NASDAQFinancials

Latest close: 11.01 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 14, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 14, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 10, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record9115 flagged findings
Reported transactions (Form 4)40since Oct 24, 2025 · and 5 other holdings
Corporate events (8-K)30since Jan 27, 2023

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-07-17share offering or dilution eventrecentOpen filing ↗
    “…relates to the offer, from time to time, in one or more offerings or series, of up to $650,000,000 of common stock, preferred…”
    +1 more passage from the same document
    • “…some or all of these securities, which we refer to, collectively, as the “securities.” The securities offered hereby may be…”
  • 2026-06-25share offering or dilution eventrecentOpen filing ↗
    “…relates to the offer, from time to time, in one or more offerings or series, of up to $650,000,000 of common stock, preferred…”
    +1 more passage from the same document
    • “…some or all of these securities, which we refer to, collectively, as the “securities.” The securities offered hereby may be…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 911)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Sep 14, 268-K ↗Current report · Results
  • Aug 14, 268-K ↗Current report · A senior executive left or was appointed
  • Aug 10, 2610-Q ↗Quarterly report
  • Aug 6, 268-K ↗Current report · Results
  • Jul 17, 26CORRESP ↗Correspondence with the SEC
  • Jul 17, 26S-3/A ↗Securities offering · amendment
  • Jul 2, 26UPLOAD ↗Correspondence with the SEC
  • Jun 25, 26S-3 ↗Securities offering
  • Insider transaction · 6 Form 4 filingsshow all 6hide
  • Jun 15, 268-K ↗Current report · Shareholder vote results
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jun 12, 268-K ↗Current report · Results
  • Insider transaction · 4 Form 4 filingsshow all 4hide
  • May 8, 2610-Q ↗Quarterly report
  • May 8, 26Form 4 ↗Insider transaction
  • Apr 30, 268-K ↗Current report · Results

911 filings on record, the oldest from Nov 14, 14.

Listing the 25 most recent filings of the 911 on record.

8-Ks, explained

Structure73Governance31
  • Aug 14, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Apr 29, 26StructureTook on a new financial obligation+1 more in the same filing8-K 2.03 ↗
  • Apr 3, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Mar 18, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Feb 19, 26StructureTook on a new financial obligation+1 more in the same filing8-K 2.03 ↗
  • Jan 29, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Sep 30, 25StructureA material agreement was terminated+2 more in the same filing8-K 1.02 ↗
  • Sep 17, 25StructureSold unregistered shares+2 more in the same filing8-K 3.02 ↗
  • Jun 6, 25StructureEntered a material agreement8-K 1.01 ↗
  • Apr 23, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Apr 1, 25GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Mar 20, 25StructureTook on a new financial obligation+1 more in the same filing8-K 2.03 ↗

17 older filings not shown · The record reaches back to Dec 5, 14.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Patriot Financial Partners IV, L.P.8.1%Sep 16, 25SCHEDULE 13D ↗6 co-filers on this document — the figure is the largest single stake, not their sum.
  • SLOANE, BARRY5.2%Feb 11, 25SCHEDULE 13D/A ↗

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Jun 15, 26Buy$71KBARRY SLOANEPresident, Chairman & CEO↗
  • Jun 15, 26Buy$14KBARRY SLOANEPresident, Chairman & CEO↗
  • Jun 15, 26Buy$7KFrank M DeMariaCheif Financial Officer↗
  • Jun 3, 26Buy$13KCraig Jeffry Brunet↗
  • May 26, 26Buy$10KPeter Mathison DownsPresident, Newtek Bank↗
  • May 15, 26Buy$4KCraig Jeffry Brunet↗
  • May 8, 26Buy$14KGregory L Zink↗
  • May 7, 26Buy$13KRICHARD J SALUTE↗
  • Jan 14, 26Buy$50KBARRY SLOANEPresident, Chairman & CEO↗
  • Jan 14, 26Buy$22KFrank M DeMariaCheif Financial Officer↗
  • Jan 14, 26Buy$31KMichael Adam SchwartzChief Legal Officer↗
  • Jan 14, 26Buy$17KHalli Razon-FeingoldSVP, Human Resources & CAO↗

There are 18 more transactions in this stretch.

Stock compensation, tax and giftsshow the 10 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Jun 25, 26Compensation$25KThomas David Cestare↗
  • Jun 16, 26Compensation$25KCraig Jeffry Brunet↗
  • Jun 16, 26Compensation$25KFERNANDO PEREZ-HICKMAN↗
  • Jun 16, 26Compensation$25KGregory L Zink↗
  • Jun 16, 26Compensation$25KRICHARD J SALUTE↗
  • Jan 14, 26Compensation$38KPeter Mathison DownsPresident, Newtek Bank↗
  • Jan 14, 26Compensation$31KMichael Adam SchwartzChief Legal Officer↗
  • Jan 14, 26Compensation$17KHalli Razon-FeingoldSVP, Human Resources & CAO↗
  • Jan 14, 26Compensation$50KBARRY SLOANEPresident, Chairman & CEO↗
  • Jan 14, 26Compensation$22KFrank M DeMariaCheif Financial Officer↗

The full record holds 397 transactions and goes back to Jan 4, 22.

Its sector and its market

NewtekOne Inc. among Financials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
911 documents on file, from Nov 14, 2014 to Sep 14, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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