SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

NP

Neptune Insurance Holdings Inc.
NYSEFinancials

Latest close: 29.36 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 8, 2026Reported sale · Form 4Matthew Paul Duffy, President & Chief Risk Officer · $1.5MOpen the filing ↗
  2. Oct 8, 2026Reported sale · Form 4Matthew Paul Duffy, President & Chief Risk Officer · $876.8KOpen the filing ↗
  3. Oct 6, 2026Reported sale · Form 4Matthew Paul Duffy, President & Chief Risk Officer · $1.1MOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record8313 flagged findings
Reported transactions (Form 4)51since Oct 2, 2025 · and 17 other holdings
Corporate events (8-K)1since Oct 1, 2026

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-14share offering or dilution eventrecentOpen filing ↗
    “…this prospectus (the “restricted period”) (1) offer, pledge, sell, contract to sell, sell any option or contract to purchase,…”
    +1 more passage from the same document
    • “…the restricted period (1) offer, pledge, sell, contract to sell, sell any option or contract to purchase, purchase any option or…”
  • 2026-05-14capital return (buybacks/dividends)recentOpen filing ↗
    “…stockholders. We intend to purchase from the underwriters 984,140 shares of our Class A common stock at a price per share equal…”
    +1 more passage from the same document
    • “…$1.10 $26.40…”
  • 2026-04-29capital return (buybacks/dividends)recentOpen filing ↗
    “…financial position or results of operations. Note 12. Subsequent events On April 21, 2026, the Board of Directors authorized a…”
    +1 more passage from the same document
    • “…legal actions and is subject to various claims arising in the ordinary course of business from time to time. Management believes…”
  • 2026-04-29merger or acquisition eventrecentOpen filing ↗
    “…March 31, 2026, none of our directors or officers (as defined in Section 16 of the Exchange Act) adopted , modified, or…”
  • 2026-04-22capital return (buybacks/dividends)recentOpen filing ↗
    “…incorporation language in such filing, except as shall be expressly set forth by specific reference in such filing. Item 8.01…”
    +1 more passage from the same document
    • “…the Securities and Exchange Commission by the Company whether made before or after the date hereof, regardless of any general…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 83)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Oct 2, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 6 Form 4 filingsshow all 6hide
  • Oct 2, 268-K/A ↗Current report · Financial statements and exhibits · amendment
  • Oct 1, 268-K ↗Current report · A senior executive left or was appointed
  • Sep 30, 26Form 3 ↗Insider transaction
  • Sep 16, 26Form 4 ↗Insider transaction
  • Insider transaction · 2 Form 4/A filingsshow all 2hide
  • Sep 15, 26Form 4 ↗Insider transaction
  • Sep 14, 26Form 144 ↗Notice of proposed sale
  • Sep 10, 26Form 4 ↗Insider transaction
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · T. Rowe Price Investment Management, Inc. · 6.1% · event on Jun 30, 26 · amendment
  • Aug 14, 26SCHEDULE 13G/A ↗Passive stake · FTV VII, L.P. · 17.2% · event on Jun 30, 26 · amendment
  • Aug 14, 26Form 4 ↗Insider transaction
  • Aug 13, 26SCHEDULE 13G/A ↗Passive stake · BSIV Hold 101, LP · 15.0% · event on Jun 30, 26 · amendment
  • Aug 12, 26Form 144 ↗Notice of proposed sale
  • Jul 31, 26Form 4 ↗Insider transaction

83 filings on record, the oldest from Jul 29, 25.

Listing the 25 most recent filings of the 83 on record.

8-Ks, explained

Governance1
  • Oct 1, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

  • Trevor R. Burgess34.0%Sep 30, 25SCHEDULE 13G ↗
  • FTV VII, L.P.17.2%Jun 30, 26SCHEDULE 13G/A ↗4 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • BSIV Hold 101, LP15.0%Jun 30, 26SCHEDULE 13G/A ↗5 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing
  • T. Rowe Price Investment Management, Inc.6.1%Jun 30, 26SCHEDULE 13G/A ↗1 earlier filing
  • Jonathan Carlon5.9%Sep 30, 25SCHEDULE 13G ↗

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Oct 2, MATTHEW DUFFY filed notice of intent to sell up to $4.5M. That is about 0.18% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $4.6M across 5 trades, between Oct 2 and Oct 8, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

View notice (Form 144) ↗+4 more recent notices · 4 with a later sale

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Oct 8, 26Sell$1.5MMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Oct 8, 26Sell$877KMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Oct 6, 26Sell$1.1MMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Oct 2, 26Sell$1.1MMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Oct 2, 26Sell$34KMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Sep 14, 26Sell$1.6MJonathan Winant Carlon↗
  • Aug 13, 26Sell$1.8MJames SteinerChief Financial Officer↗
  • Aug 12, 26Sell$1.3MJames SteinerChief Financial Officer↗
  • Jul 29, 26Sell$62.0MFTV VII, L.P.↗
  • Jul 29, 26Sell$54.2MBSIV Hold 101, LP↗
  • May 19, 26Sell$20.8MFTV VII, L.P.↗
  • May 19, 26Sell$18.2MBSIV Hold 101, LP↗

There are 7 more transactions in this stretch.

Stock compensation, tax and giftsshow the 21 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Sep 30, 26Compensationamount n/aCristian A Melej↗
  • Sep 30, 26Compensationamount n/aDavid Stanley Edward Noble↗
  • Sep 30, 26Tax$167KJonathan Winant Carlon↗
  • Sep 30, 26Compensationamount n/aJonathan Winant Carlon↗
  • Sep 30, 26Tax$2.7MMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Sep 30, 26Compensationamount n/aMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Sep 30, 26Tax$1.8MJames SteinerChief Financial Officer↗
  • Sep 30, 26Compensationamount n/aJames SteinerChief Financial Officer↗
  • Sep 30, 26Tax$7.0MTrevor R BurgessChief Executive Officer↗
  • Sep 30, 26Compensationamount n/aTrevor R BurgessChief Executive Officer↗
  • Sep 14, 26Otheramount n/aJames SteinerChief Financial Officer↗
  • Sep 14, 26Otheramount n/aJames SteinerChief Financial Officer↗
  • Sep 9, 26Otheramount n/aJames SteinerChief Financial Officer↗
  • Sep 9, 26Otheramount n/aJames SteinerChief Financial Officer↗
  • Oct 2, 25Otheramount n/aCristian A Melej↗
  • Oct 2, 25Otheramount n/aCristian A Melej↗
  • Oct 2, 25Compensationamount n/aCristian A Melej↗
  • Oct 2, 25Otheramount n/aMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Oct 2, 25Otheramount n/aMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Oct 2, 25Compensationamount n/aMatthew Paul DuffyPresident & Chief Risk Officer↗
  • Oct 2, 25Otheramount n/aJonathan Winant Carlon↗

The full record holds 61 transactions and goes back to Sep 30, 25.

Its sector and its market

Neptune Insurance Holdings Inc. among Financials companies

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
83 documents on file, from Jul 29, 2025 to Oct 9, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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