SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

PSEC

Prospect Capital Corporation
NASDAQFinancials

Latest close: 1.60 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Sep 4, 2026Reported purchase · Form 4John F Barry, CHIEF EXECUTIVE OFFICER · $2.7MOpen the filing ↗
  2. Aug 21, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 20, 2026Annual report · 10-KFiled by the company itself.Open the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record1,0808 flagged findings
Reported transactions (Form 4)40since Nov 22, 2024 · and 1 other holding
Corporate events (8-K)30since Jun 6, 2016

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-06-22share offering or dilution eventrecentOpen filing ↗
    “…Loan 9.07% (1M SOFR + 5.25%) 0.50 12/21/2028 N/A 33,046 1.1 % (3)(8) Second Lien Term Loan 11.82% (1M SOFR + 8.00%) 0.50 12/21/2029…”
    +1 more passage from the same document
    • “…Lien Term Loan 12.93% —% 12.93% CP Energy Services Inc. - Delayed Draw Term Loan 12.93% —% 12.93% CP Energy Services Inc. - First…”
  • 2026-06-22capital return (buybacks/dividends)recentOpen filing ↗
    “…in the participant’s account and remit the proceeds to the participant, the plan administrator is authorized to deduct a…”
    +1 more passage from the same document
    • “…owner at least six months prior to the request. The pricing supplement relating to each offering of notes will state whether…”
  • 2026-06-22share offering or dilution eventrecentOpen filing ↗
    “…Loan 9.07% (1M SOFR + 5.25%) 0.50 12/21/2028 N/A 33,046 1.1 % (3)(8) Second Lien Term Loan 11.82% (1M SOFR + 8.00%) 0.50 12/21/2029…”
    +1 more passage from the same document
    • “…Lien Term Loan 12.93% —% 12.93% CP Energy Services Inc. - Delayed Draw Term Loan 12.93% —% 12.93% CP Energy Services Inc. - First…”
  • 2026-06-22capital return (buybacks/dividends)recentOpen filing ↗
    “…in the participant’s account and remit the proceeds to the participant, the plan administrator is authorized to deduct a…”
    +1 more passage from the same document
    • “…owner at least six months prior to the request. The pricing supplement relating to each offering of notes will state whether…”
  • 2026-05-07share offering or dilution eventrecentOpen filing ↗
    “…costs, unused fees and amortization of financing costs on the Revolving Credit Facility as interest expense. During the nine…”
    +1 more passage from the same document
    • “…as interest expense. During the nine months ended March 31, 2026 and March 31, 2025, we recorded $ 48,374 and $ 51,312 ,…”
  • 2026-05-07capital return (buybacks/dividends)recentOpen filing ↗
    “…our 5.50 % and 6.50 % Preferred Stock Holder Optional Conversion and Optional Redemptions Following Death of a Holder. When our…”
    +1 more passage from the same document
    • “…competition in our markets, and general economic conditions. As a result of these factors, results for any period should not be…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,080)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Sep 22, 26DEFA14A ↗Shareholder meeting and votes
  • Sep 22, 26DEF 14A ↗Shareholder meeting and votes
  • Sep 9, 26Form 4 ↗Insider transaction
  • Aug 21, 268-K ↗Current report · Results · Communication to the market
  • Aug 20, 2610-K ↗Annual report
  • Jul 16, 2615-12G ↗Delisting or deregistration
  • Jul 7, 268-K ↗Current report · Shareholder vote results
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Jun 23, 26DEFA14A ↗Shareholder meeting and votes
  • Jun 9, 26DEFA14A ↗Shareholder meeting and votes
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • May 21, 26SCHEDULE 13D/A ↗Stake with intent to influence · Barry John F · 26.1% · event on May 19, 26 · amendment
  • May 8, 268-K ↗Current report · Entered a material agreement
  • May 7, 268-K ↗Current report · Results · Communication to the market
  • May 7, 2610-Q ↗Quarterly report
  • Apr 16, 26DEFA14A ↗Shareholder meeting and votes
  • Apr 9, 26DEFA14A ↗Shareholder meeting and votes
  • Mar 11, 26DEFA14A ↗Shareholder meeting and votes
  • Mar 11, 26DEF 14A ↗Shareholder meeting and votes
  • Mar 3, 26SCHEDULE 13D/A ↗Stake with intent to influence · Barry John F · 26.9% · event on Feb 27, 26 · amendment
  • Feb 27, 26PRE 14A ↗Shareholder meeting and votes
  • Feb 13, 26Form 4 ↗Insider transaction

1,080 filings on record, the oldest from Jul 28, 04.

Listing the 25 most recent filings of the 1,080 on record.

8-Ks, explained

Structure70Governance15
  • Structure6 material agreements entered2023 – 2026show all 6hide
    • May 8, 26StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Feb 11, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Oct 31, 25StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Dec 30, 24StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
    • Oct 17, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Dec 29, 23StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
  • Sep 29, 23GovernanceAuditor change filing (8-K Item 4.01)+1 more in the same filing8-K 4.01 ↗
  • Structure19 material agreements entered2020 – 2023show all 19hide
    • Feb 13, 23StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
    • Oct 12, 22StructureEntered a material agreement+5 more in the same filing8-K 1.01 ↗
    • Oct 12, 22StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
    • Jun 9, 22StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
    • Feb 23, 22StructureEntered a material agreement+5 more in the same filing8-K 1.01 ↗
    • Sep 30, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Sep 24, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jul 13, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 27, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 21, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 20, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Feb 25, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Feb 18, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Feb 16, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jan 22, 21StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Jan 15, 21StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Nov 4, 20StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
    • Aug 5, 20StructureEntered a material agreement+4 more in the same filing8-K 1.01 ↗
    • Jun 15, 20StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Apr 4, 18GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Jun 6, 16StructureCompleted an acquisition or disposal+1 more in the same filing8-K 2.01 ↗

The record reaches back to Dec 28, 04.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

  • Barry John F26.1%May 19, 26SCHEDULE 13D/A ↗2 co-filers on this document — the figure is the largest single stake, not their sum. · 1 earlier filing

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Sep 4, 26Buy$2.7MJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • Jun 23, 26Buy$2.3MJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • Jun 23, 26Buy$154KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • Jun 22, 26Buy$2.2MJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • May 26, 26Buy$1000KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • May 26, 26Buy$7KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • May 22, 26Buy$233KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • May 22, 26Buy$232KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • May 22, 26Buy$73KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • May 21, 26Buy$228KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • May 21, 26Buy$224KJohn F BarryCHIEF EXECUTIVE OFFICER↗
  • Feb 11, 26Buy$2.7MM Grier EliasekChief Operating Officer↗

There are 28 more transactions in this stretch.

The full record holds 114 transactions and goes back to Dec 29, 22.

Its sector and its market

Prospect Capital Corporation among Financials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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The research continues

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From Prospect Capital Corporation, the path continues in the other areas. Each one is shown with its own example, named in its step.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
1,080 documents on file, from Jul 28, 2004 to Sep 22, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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