SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

SCKT

Socket Mobile Inc.
NASDAQInformation Technology

Latest close: 0.78 USD · Aug 26, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell◇Significant stake declared (13D)●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Aug 28, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Aug 13, 2026Quarterly report · 10-QFiled by the company itself.Open the filing ↗
  3. Aug 10, 2026Reported sale · Form 4KEVIN J MILLS · $3.5KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year13
SEC filings on record1,0658 flagged findings
Reported transactions (Form 4)80since Jun 25, 2024 · and 11 other holdings
Corporate events (8-K)30since Mar 4, 2021

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

Listing notice in force

The exchange has notified the company that it fails a continued-listing requirement (8-K, item 3.01 of Aug 28, 2026).

Deadline: Nov 15, 2026

  • minimum bid price · Nasdaq, rule 5550(a)(2) · notice of May 19, 2026 · pending · deadline Nov 15, 2026 (text and rule agree)
  • stockholders' equity · Nasdaq, rule 5550(b)(1) · notice of Aug 24, 2026 · pending · deadline Feb 20, 2027 (derived from the rule, not confirmed in the text)
  • market value of listed securities · Nasdaq, rule 5550(b)(1) · notice of Aug 24, 2026 · pending · deadline Feb 20, 2027 (derived from the rule, not confirmed in the text)

The other times

Of the 30 issuers that received this notice 1 to 2 years ago, within the following 365 days 16 regained compliance, 23 did a reverse split and 1 filed a Form 25 (delisting). An issuer can be in more than one group.

Measured on our own SEC documents: the cohort is the issuers whose notices we read, not the whole market. Historical distribution, not a prediction.

Open the 8-K at the SEC

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 1,065)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Aug 28, 268-K ↗Current report · Listing notice (8-K 3.01)
  • Insider transaction · 4 Form 4 filingsshow all 4hide
  • Aug 13, 2610-Q ↗Quarterly report
  • Insider transaction · 2 Form 4 filingsshow all 2hide
  • Aug 11, 26Form 3 ↗Insider transaction
  • Aug 10, 26SCHEDULE 13D/A ↗Stake with intent to influence · Mills Enrico Kevin · 4.9% · amendment
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Aug 7, 268-K ↗Current report · Bylaws or fiscal year change
  • Aug 6, 26SCHEDULE 13D/A ↗Stake with intent to influence · Mills Enrico Kevin · 8.6% · amendment
  • Aug 5, 268-K ↗Current report · A senior executive left or was appointed
  • Jul 30, 268-K ↗Current report · Results
  • Jul 17, 268-K ↗Current report · Bylaws or fiscal year change
  • Jul 15, 268-K ↗Current report · A senior executive left or was appointed
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Jun 12, 268-K ↗Current report · A senior executive left or was appointed
  • Jun 9, 268-K ↗Current report · Shareholder vote results
  • May 28, 26Form 4 ↗Insider transaction

1,065 filings on record, the oldest from Nov 13, 96.

Listing the 25 most recent filings of the 1,065 on record.

8-Ks, explained

Stress12Structure75Governance28
  • Aug 28, 26StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Governance3 senior executive changes2026show all 3hide
    • Aug 5, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jul 15, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jun 12, 26GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • May 20, 26StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Mar 30, 26StructureTook on a new financial obligation+3 more in the same filing8-K 2.03 ↗
  • Mar 18, 26StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Aug 1, 25StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jun 2, 25StructureTook on a new financial obligation+3 more in the same filing8-K 2.03 ↗
  • Aug 22, 24StructureEntered a material agreement+3 more in the same filing8-K 1.01 ↗
  • Aug 15, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Aug 14, 24GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Structure5 material agreements entered2022 – 2024show all 5hide
    • May 1, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • Apr 4, 24StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
    • May 30, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Jan 27, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
    • Nov 17, 22StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jul 26, 22GovernanceA senior executive left or was appointed8-K 5.02 ↗

2 older filings not shown · The record reaches back to Dec 28, 05.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Sep 12, 19StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Jul 25, 19StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Jun 20, 16StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Jul 24, 12StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • May 25, 12StressListing notice (8-K 3.01)8-K 3.01 ↗
  • Oct 27, 08StressListing notice (8-K 3.01)+3 more in the same filing8-K 3.01 ↗
  • Jun 10, 08StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Dec 11, 07StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗

The full record holds 12 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13D: stake and stated purpose

Filed by holders above 5% of a share class who cannot use the short form. It includes the investor's stated purpose: read it before assuming they seek influence.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Aug 10, 26Sell$4KKEVIN J MILLS↗
  • Feb 24, 26Sell$3KFelix Marx↗
  • Nov 28, 25Buy$7KCHARLIE BASS↗
  • Nov 26, 25Buy$7KCHARLIE BASS↗
  • Nov 26, 25Buy$12KIvan Lazarev↗
  • Nov 25, 25Buy$6KCHARLIE BASS↗
  • Nov 25, 25Buy$9KIvan Lazarev↗
  • Nov 24, 25Buy$6KCHARLIE BASS↗
  • Nov 21, 25Buy$6KCHARLIE BASS↗
  • Nov 20, 25Buy$6KCHARLIE BASS↗
  • Nov 20, 25Buy$7KIvan Lazarev↗
  • Nov 19, 25Buy$6KCHARLIE BASS↗

There are 6 more transactions in this stretch.

Stock compensation, tax and giftsshow the 22 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Aug 21, 26Compensation$21KEric GlaenzerChief Technology Officer↗
  • Aug 21, 26Compensation$24KLEONARD L OTTChief Information Officer↗
  • Aug 21, 26Compensation$24KLynn ZhaoChief Financial Officer↗
  • Aug 21, 26Compensation$29KDavid A. HolmesChief Executive Officer↗
  • Aug 6, 26Compensation$2KIvan Lazarev↗
  • Aug 6, 26Compensation$390Ivan Lazarev↗
  • Aug 6, 26Compensation$2KWILLIAM L. PARNELL JR↗
  • Aug 6, 26Compensation$2KCHARLIE BASS↗
  • Aug 6, 26Compensation$3KBrenton Earl MacDonald↗
  • Aug 6, 26Compensation$2KBrenton Earl MacDonald↗
  • Jun 12, 26Compensationamount n/aIvan Lazarev↗
  • Jun 12, 26Compensationamount n/aWILLIAM L. PARNELL JR↗
  • Jun 12, 26Compensationamount n/aCHARLIE BASS↗
  • May 27, 26Giftamount n/aKEVIN J MILLSChief Executive Officer↗
  • Apr 29, 26Compensation$3KFelix Marx↗
  • Apr 29, 26Compensation$3KIvan Lazarev↗
  • Apr 29, 26Compensation$4KWILLIAM L. PARNELL JR↗
  • Apr 29, 26Compensation$4KCHARLIE BASS↗
  • Feb 4, 26Compensation$5KFelix Marx↗
  • Feb 4, 26Compensation$5KIvan Lazarev↗
  • Feb 4, 26Compensation$7KWILLIAM L. PARNELL JR↗
  • Feb 4, 26Compensation$7KCHARLIE BASS↗

The full record holds 183 transactions and goes back to Jan 3, 23.

Its sector and its market

Socket Mobile Inc. among Information Technology companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
Series with incidents in the period; the chart shows what could be kept.
SEC records
1,065 documents on file, from Nov 13, 1996 to Aug 28, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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