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See how Context works →On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account
End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.
Latest on record
The most recent facts, as filed.
Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.
- Oct 15, 2026Reported sale · Form 4Philip Andrew Smith, Chief Executive Officer · $2.7MOpen the filing ↗
- Oct 15, 2026Notice of sale · Form 144Philip Smith · Officer · $2.7MOpen the filing ↗
- Oct 12, 2026Reported sale · Form 4SEAN MICHAEL OCONNOR, Executive Vice-Chairman-Board · $4.6MOpen the filing ↗
In numbers
What this profile holds, counted.
Closes · 1 year250
SEC filings on record2,1318 flagged findings
Reported transactions (Form 4)80since Jul 15, 2024 · and 4 other holdings
Corporate events (8-K)30since Mar 3, 2020
What the record says
Description, identity and filings, each with its source.
Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.
What the company does
StoneX Group Inc. is an American financial services company. The company operates in six areas: commercial hedging, global payments, securities, physical commodities, foreign exchange and clearing and execution services (CES).
Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.
Regulatory history
Topics detected in its SEC reports, with the original excerpt.
Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.
- 2026-05-06capital return (buybacks/dividends)recentOpen filing ↗“…and counterparties (including $ 5.8 million and $ 38.4 million at fair value at March 31, 2026 and September 30, 2025,…”
+1 more passage from the same document
- “…inventory, net ( 121.3 ) ( 113.4 ) Other assets ( 119.0 ) ( 15.7 ) Accounts payable and other accrued liabilities 71.6 24.1 Operating…”
- 2026-05-06Department of Justice inquiryrecentOpen filing ↗“…All claims for additional relief, including punitive damages, treble damages and attorneys’ fees were denied. On May 4, 2026,…”
Original excerpts from SEC filings, untranslated. Not advice and not a prediction.
The 25 most recent filings (of 2,131)
Every SEC filing, newest first, with what it is. Below, each type with its own explanation.
- Oct 15, 26Form 144 ↗Notice of proposed sale new
Notice of proposed sale · 2 Form 144 filings newshow all 2hide
- Oct 13, 26Form 144 ↗Notice of proposed sale new
- Oct 13, 26Form 144 ↗Notice of proposed sale new
- Oct 13, 26Form 4 ↗Insider transaction new
- Oct 9, 26Form 3 ↗Insider transaction
- Sep 29, 26Form 4 ↗Insider transaction
- Sep 28, 26Form 144 ↗Notice of proposed sale
- Sep 16, 26Form 4 ↗Insider transaction
- Sep 16, 26Form 144 ↗Notice of proposed sale
Notice of proposed sale · 3 Form 144 filingsshow all 3hide
- Sep 15, 26Form 144 ↗Notice of proposed sale
- Sep 14, 26Form 144 ↗Notice of proposed sale
- Sep 14, 26Form 144 ↗Notice of proposed sale
- Sep 11, 26Form 4 ↗Insider transaction
- Aug 28, 268-K ↗Current report · Communication to the market
- Aug 17, 26Form 4 ↗Insider transaction
- Aug 14, 26Form 144 ↗Notice of proposed sale
- Aug 7, 26Form 144 ↗Notice of proposed sale
- Aug 6, 26Form 4 ↗Insider transaction
2,131 filings on record, the oldest from May 9, 96.
Listing the 25 most recent filings of the 2,131 on record.
59732
- Jul 31, 25Completed an acquisition or disposal+4 more in the same filing8-K 2.01 ↗
3 material agreements entered2025show all 3hide
- Jul 8, 25Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Jun 4, 25Entered a material agreement+2 more in the same filing8-K 1.01 ↗
- Apr 14, 25Entered a material agreement+3 more in the same filing8-K 1.01 ↗
3 senior executive changes2024 – 2025show all 3hide
- Apr 3, 25A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Feb 11, 25A senior executive left or was appointed8-K 5.02 ↗
- Dec 9, 24A senior executive left or was appointed8-K 5.02 ↗
- Jun 17, 24A material agreement was terminated+1 more in the same filing8-K 1.02 ↗
- Apr 8, 24A senior executive left or was appointed8-K 5.02 ↗
- Mar 4, 24A senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
- Mar 1, 24Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- Apr 27, 22Entered a material agreement+1 more in the same filing8-K 1.01 ↗
- Mar 31, 22A senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
- Oct 6, 21A senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
- Jun 22, 21Entered a material agreement+3 more in the same filing8-K 1.01 ↗
- May 25, 21Took on a new financial obligation8-K 2.03 ↗
4 older filings not shown · The record reaches back to Oct 14, 04.
Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.
- Jan 9, 14Listing notice (8-K 3.01)+4 more in the same filing8-K 3.01 ↗
- Sep 8, 10A debt obligation was accelerated8-K 2.04 ↗
- May 23, 05Past accounts declared unreliable and being restated+2 more in the same filing8-K 4.02 ↗
- May 18, 05Past accounts declared unreliable and being restated+2 more in the same filing8-K 4.02 ↗
The full record holds 5 stress filings.
Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.
Schedule 13G: short-form filing
The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.
- BlackRock, Inc.12.6%Sep 30, 25SCHEDULE 13G/A ↗
- The Vanguard Group7.7%Sep 30, 25SCHEDULE 13G/A ↗
- Vanguard Portfolio Management5.1%Jun 30, 26SCHEDULE 13G ↗
- T. Rowe Price Associates, Inc.4.4%Mar 31, 26SCHEDULE 13G/A ↗1 earlier filing
Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.
Sale intention announced
On Oct 15, Philip Smith filed notice of intent to sell up to $2.7M. That is about 0.04% of shares outstanding. It is filed under a scheduled plan (10b5-1), arranged in advance.
A notice is not a sale: it may not go ahead, may happen in part, or at a different price.
After the notice, they sold $2.7M on Oct 15, per their Form 4. That is 100% of the shares announced so far, and the window is still open.
View notice (Form 144) ↗+9 more recent notices · 7 with a later sale
- Oct 15, 26Sell$2.7MPhilip Andrew SmithChief Executive Officer↗
- Oct 12, 26Sell$4.6MSEAN MICHAEL OCONNORExecutive Vice-Chairman-Board↗
- Oct 12, 26Sell$3.2MMark Lowry Maurer↗
- Sep 28, 26Sell$3.7MPhilip Andrew SmithChief Executive Officer↗
- Sep 16, 26Sell$1.4MDiego RotsztainChief Governance/Legal Officer↗
- Sep 15, 26Sell$3.4MMark Lowry Maurer↗
- Sep 14, 26Sell$3.6MMark Lowry Maurer↗
- Sep 14, 26Sell$2.1MDiego RotsztainChief Governance/Legal Officer↗
- Sep 14, 26Sell$614KAbigail H PerkinsChief Information Officer↗
- Aug 14, 26Sell$6.4MWilliam J DunawayChief Financial Officer↗
- Aug 10, 26Buy$161KDhamu R. Thamodaran↗
- Aug 10, 26Sell$292KAbigail H PerkinsChief Information Officer↗
There are 7 more transactions in this stretch.
Stock compensation, tax and giftsshow the 21 other transactionshide
Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.
- Oct 15, 26Compensation$401KPhilip Andrew SmithChief Executive Officer↗
- Oct 12, 26Compensation$1.4MSEAN MICHAEL OCONNORExecutive Vice-Chairman-Board↗
- Oct 12, 26Compensation$617KMark Lowry Maurer↗
- Sep 28, 26Compensation$501KPhilip Andrew SmithChief Executive Officer↗
- Sep 14, 26Compensation$617KMark Lowry Maurer↗
- Sep 14, 26Compensation$621KDiego RotsztainChief Governance/Legal Officer↗
- Sep 10, 26Giftamount n/aCharles M LyonPresident↗
- Aug 14, 26Compensation$1.1MWilliam J DunawayChief Financial Officer↗
- Aug 10, 26Compensation$55KAbigail H PerkinsChief Information Officer↗
- Aug 7, 26Compensation$617KMark Lowry Maurer↗
- Jul 31, 26Compensationamount n/aJOHN MOORE FOWLER↗
- Jul 31, 26Compensationamount n/aDhamu R. Thamodaran↗
- Jul 31, 26Compensationamount n/aSTEVEN A KASS↗
- Jul 31, 26Compensationamount n/aJOHN RADZIWILLChairman of the Board↗
- Jul 31, 26Compensationamount n/aDiane L. Cooper↗
- Jul 31, 26Tax$15KJOHN MOORE FOWLER↗
- Jul 22, 26Compensation$2.0MSEAN MICHAEL OCONNORExecutive Vice-Chairman-Board↗
- Jul 22, 26Compensation$1.1MWilliam J DunawayChief Financial Officer↗
- Jul 22, 26Compensation$621KDiego RotsztainChief Governance/Legal Officer↗
- Jul 22, 26Compensation$401KPhilip Andrew SmithChief Executive Officer↗
- Jul 22, 26Compensation$617KMark Lowry Maurer↗
The full record holds 356 transactions and goes back to Dec 30, 22.
Its sector and its market
StoneX Group Inc. among Financials companies
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Coverage
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- Prices
- End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
- Series quality
- 250 clean closes in the period.
- SEC records
- 2,131 documents on file, from May 9, 1996 to Oct 15, 2026.
- Company description
- Wikipedia, read on Sep 3, 2026.
- This page
- Generated on Oct 19, 2026; refreshed through the day.
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Which SEC documents appear here?
Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.
Why does a European company show no SEC records?
It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.
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