SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

CAT

Caterpillar Inc.
NYSEIndustrials

Latest close: 730.76 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Oct 15, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  2. Sep 1, 2026Material event · 8-KFiled by the company itself.Open the filing ↗
  3. Aug 28, 2026Reported sale · Form 4Joseph E Creed, Chief Executive Officer · $384.1KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record4,7354 flagged findings
Reported transactions (Form 4)80since Mar 2, 2026 · and 27 other holdings
Corporate events (8-K)30since Aug 31, 2020

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

What the company does

Caterpillar Inc. is an American construction, mining, and other engineering equipment manufacturer. The company is the world's largest manufacturer of construction equipment. In 2018, Caterpillar was ranked number 73 on the Fortune 500 list and number 265 on the Global Fortune 500 list. Caterpillar stock is a component of the Dow Jones Industrial Average.

Source: Wikipedia (CC BY-SA 4.0) · copied on Sep 3, 2026 · may not reflect recent changes.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-05-06capital return (buybacks/dividends)recentOpen filing ↗
    “…of diluted earnings per share because the effect would have been antidilutive. For the three months ended March 31, 2026 and 2025, we…”
    +1 more passage from the same document
    • “…global credit markets to determine whether to maintain or change the quarterly dividend. In April 2026, the Board of Directors…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 4,735)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

  • Oct 15, 268-K ↗Current report · A senior executive left or was appointed new
  • Insider transaction · 6 Form 4 filingsshow all 6hide
  • Sep 1, 268-K ↗Current report · Entered a material agreement
  • Aug 28, 26Form 144 ↗Notice of proposed sale
  • Insider transaction · 3 Form 4 filingsshow all 3hide
  • Aug 5, 26Form 3 ↗Insider transaction
  • Aug 5, 2610-Q ↗Quarterly report
  • Aug 4, 268-K ↗Current report · Results · Communication to the market
  • Insider transaction · 7 Form 4 filingsshow all 7hide
  • Jun 11, 268-K ↗Current report · Shareholder vote results · Communication to the market
  • Insider transaction · 2 Form 4 filingsshow all 2hide

4,735 filings on record, the oldest from Feb 10, 94.

Listing the 25 most recent filings of the 4,735 on record.

8-Ks, explained

Stress3Structure66Governance67
  • Oct 15, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Sep 1, 26StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Apr 10, 26GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Jan 6, 26GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Sep 3, 25StructureTook on a new financial obligation+2 more in the same filing8-K 2.03 ↗
  • Apr 15, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Apr 9, 25GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Sep 4, 24StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Apr 3, 24GovernanceA senior executive left or was appointed8-K 5.02 ↗
  • Oct 16, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • Sep 1, 23StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Governance3 senior executive changes2023show all 3hide
    • Aug 9, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
    • Jun 20, 23GovernanceA senior executive left or was appointed+3 more in the same filing8-K 5.02 ↗
    • Feb 2, 23GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗

10 older filings not shown · The record reaches back to Sep 29, 04.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Sep 24, 15StressRestructuring plan with committed costs+2 more in the same filing8-K 2.05 ↗
  • Dec 23, 13StressRestructuring plan with committed costs8-K 2.05 ↗
  • Jan 18, 13StressWrite-down of assets+2 more in the same filing8-K 2.06 ↗

The full record holds 3 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Ownership and control

Schedule 13G: short-form filing

The short form, for holders who meet specific requirements: institutional investors, passive investors without a control purpose, or exempt investors. Asset managers and index funds usually file it.

Structured 13D/G data starts 2023-12, when the SEC moved these filings to a machine-readable format. Earlier filings exist but are not parsed here.

Sale intention announced

On Aug 28, JOSEPH E CREED filed notice of intent to sell up to $26.2M.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $26.2M across 14 trades on Aug 28, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Aug 28, 26Sell$384KJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$433KJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$225KJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$603KJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$418KJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$1.1MJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$2.7MJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$5.0MJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$2.1MJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$1.7MJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$2.5MJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Sell$4.1MJoseph E CreedChief Executive Officer↗

There are 14 more transactions in this stretch.

Stock compensation, tax and giftsshow the 14 other transactionshide

Stock compensation, tax withholding, option exercises and gifts. They are listed separately and are not included in the purchase and sale totals. The type describes the transaction, not the filer's intent.

  • Aug 28, 26Compensation$9.8MJoseph E CreedChief Executive Officer↗
  • Aug 28, 26Tax$9.8MJoseph E CreedChief Executive Officer↗
  • Jun 10, 26Compensationamount n/aJames C Fish Jr↗
  • Jun 10, 26Compensationamount n/aGerald Johnson↗
  • Jun 10, 26Compensationamount n/aNAZZIC S KEENE↗
  • Jun 10, 26Compensationamount n/aDavid MacLennan↗
  • Jun 10, 26Compensationamount n/aJudith Fran Marks↗
  • Jun 10, 26Compensationamount n/aDEBRA L REED↗
  • Jun 10, 26Compensationamount n/aSUSAN C SCHWAB↗
  • Jun 10, 26Compensationamount n/aRAYFORD WILKINS JR↗
  • May 14, 26Compensation$3.2MDenise C JohnsonGroup President↗
  • May 14, 26Tax$3.2MDenise C JohnsonGroup President↗
  • May 13, 26Compensation$1.6MDenise C JohnsonGroup President↗
  • May 13, 26Tax$1.6MDenise C JohnsonGroup President↗

The full record holds 474 transactions and goes back to Nov 9, 22.

Its sector and its market

Caterpillar Inc. among Industrials companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
4,735 documents on file, from Feb 10, 1994 to Oct 15, 2026.
Company description
Wikipedia, read on Sep 3, 2026.
This page
Generated on Oct 19, 2026; refreshed through the day.

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No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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