SEC filingsOct 12, 2026 to Oct 19, 2026: insiders reported 840 purchases and sales across 212 companies.840 insider purchases and sales in 7 daysSee the filings →
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Company profile

UTSI

Utstarcom Holdings Corp.
NASDAQInformation Technology

Latest close: 2.35 USD · Oct 16, 2026 · 1 year · split-adjusted

On the price, the facts of the public record■Insider buy□Insider sell●Results filed
With an account, also○dividends▲splits◌next earningswith an account

End-of-day prices provided by Twelve Data · One close per session; the series does not update during the trading day.

Latest on record

The most recent facts, as filed.

Up to three of the most recent, checkable facts already loaded on this page, each linked to its source.

  1. Aug 20, 2026Reported sale · Form 4Sean Shao · $10.3KOpen the filing ↗
  2. Aug 20, 2026Reported sale · Form 4Sean Shao · $12.0KOpen the filing ↗
  3. Aug 20, 2026Reported sale · Form 4Sean Shao · $12.3KOpen the filing ↗

In numbers

What this profile holds, counted.

Closes · 1 year250
SEC filings on record8496 flagged findings
Reported transactions (Form 4)6since Mar 30, 2026 · and 13 other holdings
Corporate events (8-K)30since Dec 24, 2009

What the record says

Description, identity and filings, each with its source.

Every block cites its source. The colour of a finding marks its category — which document, who filed it — not how much it matters.

SEC topics

Regulatory history

Topics detected in its SEC reports, with the original excerpt.

Each topic is assigned by a classifier over the full filing; the excerpts show where it was detected and are not always enough to verify it. Open the filing to read it in full.

  • 2026-04-24listing compliance noticerecentOpen filing ↗
    “…April 11, 2013, our shares may trade below $1.00 per share again in the future. In addition, we failed to file our annual report on…”
    +1 more passage from the same document
    • “…2016 on a timely basis, but regained compliance after filing such report in November 2017. On January 22, 2022 we received formal…”
  • 2026-04-24capital return (buybacks/dividends)recentOpen filing ↗
    “…proposed services and documents such approval, if given, through written resolutions or in the minutes of meetings, as the case may…”
    +1 more passage from the same document
    • “…additional year. In March 2026, the Board has approved to extend one additional year. During the repurchase program period, we will…”
  • 2026-04-24reverse splitrecentOpen filing ↗
    “…SHARE AND SHARE INCENTIVE PLANS Stock Incentive Plans On June 28, 2022, shareholders of the Company approved the amendment…”
    +1 more passage from the same document
    • “…share capital of the Company by the consolidation of the existing 250,000,000 ordinary shares of $ 0.00375 par value each into…”
  • 2025-04-25listing compliance noticeolderOpen filing ↗
    “…April 11, 2013, our shares may trade below $1.00 per share again in the future. In addition, we failed to file our annual report on…”
    +1 more passage from the same document
    • “…2016 on a timely basis, but regained compliance after filing such report in November 2017. On January 22, 2022 we received formal…”
  • 2025-04-25capital return (buybacks/dividends)olderOpen filing ↗
    “…proposed services and documents such approval, if given, through written resolutions or in the minutes of meetings, as the case may…”
    +1 more passage from the same document
    • “…program. In March 2025, the Board of Directors approved to extend one additional year. During the repurchase program period, we will…”
  • 2025-04-25reverse splitolderOpen filing ↗
    “…SHARE AND SHARE INCENTIVE PLANS Stock Incentive Plans On June 28, 2022, shareholders of the Company approved the amendment…”
    +1 more passage from the same document
    • “…share capital of the Company by the consolidation of the existing 250,000,000 ordinary shares of $ 0.00375 par value each into…”

Original excerpts from SEC filings, untranslated. Not advice and not a prediction.

Reverse splits in 5 years

1 reverse split in 5 years (1:4 on Jun 29, 2022) · 1:4 cumulative

The other times: of 818 securities that did their first reverse split in 5 years, a year later the median was worth 0.53× the price on the day of the split; 382 lost more than half and 209 rose (809 with a price a year later).

Our own series, not the whole market: based on the splits we have on record (provider and SEC); an unrecorded one does not count. Historical distribution, not a prediction.

SEC record

SEC dossier

What this company has filed with the SEC, in plain language.

The 25 most recent filings (of 849)

Everything filed

Every SEC filing, newest first, with what it is. Below, each type with its own explanation.

849 filings on record, the oldest from Dec 20, 99.

Listing the 25 most recent filings of the 849 on record.

8-Ks, explained

Stress24Structure47Governance47
  • Mar 21, 13StressListing notice (8-K 3.01)+1 more in the same filing8-K12B/A 3.01 ↗
  • Jun 27, 11StressListing notice (8-K 3.01)+6 more in the same filing8-K12B 3.01 ↗
  • May 10, 11StructureEntered a material agreement+2 more in the same filing8-K 1.01 ↗
  • Mar 2, 11StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Dec 14, 10GovernanceA senior executive left or was appointed+2 more in the same filing8-K 5.02 ↗
  • Oct 21, 10StructureSold unregistered shares+2 more in the same filing8-K 3.02 ↗
  • Sep 13, 10StructureSold unregistered shares+3 more in the same filing8-K 3.02 ↗
  • Jul 13, 10StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • Jun 10, 10StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗
  • May 26, 10StructureCompleted an acquisition or disposal+1 more in the same filing8-K 2.01 ↗
  • May 4, 10GovernanceA senior executive left or was appointed+1 more in the same filing8-K 5.02 ↗
  • May 4, 10StructureEntered a material agreement+1 more in the same filing8-K 1.01 ↗

8 older filings not shown · The record reaches back to Sep 20, 04.

Notable in the record

Stress disclosures older than the timeline above. They are individual events from the record, not a complete timeline: there may be more between them.

  • Feb 25, 10StressWrite-down of assets8-K/A 2.06 ↗
  • Dec 24, 09StressWrite-down of assets+2 more in the same filing8-K 2.06 ↗
  • Jun 11, 09StressRestructuring plan with committed costs+2 more in the same filing8-K 2.05 ↗
  • Dec 18, 08StressRestructuring plan with committed costs+2 more in the same filing8-K 2.05 ↗
  • Oct 9, 07StressRestructuring plan with committed costs8-K 2.05 ↗
  • Sep 18, 07StressPast accounts declared unreliable and being restated+2 more in the same filing8-K 4.02 ↗
  • Aug 16, 07StressListing notice (8-K 3.01)+1 more in the same filing8-K 3.01 ↗
  • Apr 7, 05StressA debt obligation was accelerated+2 more in the same filing8-K 2.04 ↗

The full record holds 24 stress filings.

Corporate events are tracked from 2004-08-23, when the SEC renumbered 8-K items. Earlier filings use an incompatible numbering and are not classified here.

Sale intention announced

On Aug 20, Shao Sean filed notice of intent to sell up to $35K. That is about 0.16% of shares outstanding.

A notice is not a sale: it may not go ahead, may happen in part, or at a different price.

After the notice, they sold $35K across 3 trades on Aug 20, per their Form 4. That is 100% of the shares announced so far, and the window is still open.

SEC record

Insider transactions

Buys and sells reported by officers, directors and major shareholders on SEC Form 4.

Buys and sells

  • Aug 20, 26Sell$10KSean Shao↗
  • Aug 20, 26Sell$12KSean Shao↗
  • Aug 20, 26Sell$12KSean Shao↗
  • Mar 31, 26Sell$14KSean Shao↗
  • Mar 30, 26Sell$11KSean Shao↗
  • Mar 30, 26Sell$23KSean Shao↗

The full record holds 6 transactions and goes back to Mar 18, 26.

Its sector and its market

Utstarcom Holdings Corp. among Information Technology companies

The profile shows what is on record. Context and Radar place the company among those of its sector and region.

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The research continues

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Coverage

What sits behind this page.

Where each figure comes from and how far it reaches.

Prices
End-of-day closes provided by Twelve Data. One close per session; not real time. Closes adjusted for splits.
Series quality
250 clean closes in the period.
SEC records
849 documents on file, from Dec 20, 1999 to Aug 21, 2026.
Company description
No description available.
This page
Generated on Oct 19, 2026; refreshed through the day.

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Are the prices real time?

No. It is one close per session, from the provider and with the date shown on the profile; it does not update during the trading day.

Which SEC documents appear here?

Those filed with the SEC by the company, its insiders and its major shareholders, within our coverage: periodic reports (10-K, 10-Q, 20-F), material events (8-K), proposed sale notices (Form 144), insider transactions (Form 4) and stakes above 5% (13D/13G). Each links to the original on EDGAR.

Why does a European company show no SEC records?

It depends on the company: some European issuers file a 20-F or 6-K with the SEC and others don't. The profile shows whatever is on record; when there is nothing, it says so rather than guessing why. Europe does not yet have a common filing archive like EDGAR in the United States. The EU will open its own, ESAP, in July 2027 (managers' transactions arrive in January 2028), and we plan to add it once it is available.

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